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Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-05
  • TX RA
    APPROVED
    Since 2020-10-05

Branch Locations

19115 Fm2252 Suite 19, Garden Ridge, TX 78266 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Walmart Bentonville AR 02/2015 11/2016
Walmart Bentonville AR 11/2016 05/2018
Walmart Bentonville AR 05/2018 08/2020
Gwn Securities, Inc. Palm Beach Gardens FL 08/2020 Present
  • 02/2015 → 11/2016
    Walmart
    Bentonville, AR
  • 11/2016 → 05/2018
    Walmart
    Bentonville, AR
  • 05/2018 → 08/2020
    Walmart
    Bentonville, AR
  • 08/2020 → Present
    Palm Beach Gardens, FL
Previous Registrations
  • 2009-06-25 → 2013-07-09
    Legend Advisory, Llc
    Garden Ridge, TX
    Universal City, TX
    Palm Beach Gardens, FL
Other Businesses

DBA TURNAGE WEALTH MANAGEMENT, DBA, Financial Planning firm offering complimentary planning services to customers, 30% of time, 9385 MILLER LN, GARDEN RIDGE, TX 78266, OWNER, START 08/17/2020 STRUCTURED ANNUITY INSURANCE POSITION: Representative NATURE: Annuity insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/08/2020 ADDRESS: 9385 Miller Ln, San Antonio TX 78266, United States DESCRIPTION: Reviewing Annuity business for my clients, and offering annuities based on clients needs, and risk preference. BROTHERHOOD COMICS, POSITION: Partner NATURE: Retail. Not Investment Related, 2022-07-15, ADDRESS: 19115 FM 2252 Suite 19, Garden Ridge, tx 78266 20 hours per month,0 hours per month during trading hours, Online Sales. occasional owner distributions based on sales WALMART STORES INC INVESTMENT RELATED: Is Not Investment Related, ADDRESS: 19115 FM2252, , Garden Ridge, TX, 78266, USA" NATURE: Walmart Stores Inc, POSITION: Retailer START DATE: 2021-01-31, HOURS PER MONTH: 1 hours per month, SECURITIES TRADING HOURS: 1 hours per month during trading hours, COMPENSATION: Other Compensation, DESCRIPTION: Walmart Stores Inc

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-18
S63 Uniform Securities Agent State Law Examination 2009-06-19
S65 Uniform Investment Adviser Law Examination 2009-02-27
  • S66 Uniform Combined State Law Examination
    2020-09-18
  • S63 Uniform Securities Agent State Law Examination
    2009-06-19
  • S65 Uniform Investment Adviser Law Examination
    2009-02-27
Other Names
  • George D Turnage
  • George D. Turnage, Iii
  • George D. Turnage

View on SEC IAPD

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