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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-05 |
Branch Locations
19115 Fm2252 Suite 19, Garden Ridge, TX 78266 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Walmart | Bentonville | AR | 02/2015 | 11/2016 |
| Walmart | Bentonville | AR | 11/2016 | 05/2018 |
| Walmart | Bentonville | AR | 05/2018 | 08/2020 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 08/2020 | Present |
DBA TURNAGE WEALTH MANAGEMENT, DBA, Financial Planning firm offering complimentary planning services to customers, 30% of time, 9385 MILLER LN, GARDEN RIDGE, TX 78266, OWNER, START 08/17/2020 STRUCTURED ANNUITY INSURANCE POSITION: Representative NATURE: Annuity insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/08/2020 ADDRESS: 9385 Miller Ln, San Antonio TX 78266, United States DESCRIPTION: Reviewing Annuity business for my clients, and offering annuities based on clients needs, and risk preference. BROTHERHOOD COMICS, POSITION: Partner NATURE: Retail. Not Investment Related, 2022-07-15, ADDRESS: 19115 FM 2252 Suite 19, Garden Ridge, tx 78266 20 hours per month,0 hours per month during trading hours, Online Sales. occasional owner distributions based on sales WALMART STORES INC INVESTMENT RELATED: Is Not Investment Related, ADDRESS: 19115 FM2252, , Garden Ridge, TX, 78266, USA" NATURE: Walmart Stores Inc, POSITION: Retailer START DATE: 2021-01-31, HOURS PER MONTH: 1 hours per month, SECURITIES TRADING HOURS: 1 hours per month during trading hours, COMPENSATION: Other Compensation, DESCRIPTION: Walmart Stores Inc
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 2009-06-19 |
| S65 | Uniform Investment Adviser Law Examination | 2009-02-27 |
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