Best Investors Account Sign in

Adrian B Sampieri

Wells Fargo Clearing Services, LLC

Marietta, GA

Atlanta, GA

Cumming, GA

CRD 5585971

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-16
GA RA APPROVED 2015-07-16
  • TX RA
    APPROVED_RES
    Since 2023-11-16
  • GA RA
    APPROVED
    Since 2015-07-16

Branch Locations

2520 Dallas Hwy Sw [Cobb Marketplace (08136)], Marietta, GA 30064 • United States

6300 Roswell Rd Ne [Sandy Springs], Atlanta, GA 30328 • United States

106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Atlanta GA 08/2008 Present
Wells Fargo Advisors Llc Powder Springs GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Powder Springs GA 11/2016 Present
  • 08/2008 → Present
    Wells Fargo Bank, Na
    Atlanta, GA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Powder Springs, GA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Powder Springs, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-06
S63 Uniform Securities Agent State Law Examination 2008-10-23
  • S66 Uniform Combined State Law Examination
    2015-07-06
  • S63 Uniform Securities Agent State Law Examination
    2008-10-23

View on SEC IAPD

More in Marietta, GA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor