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1 University Square Drive, Princeton, NJ 08540 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-03-28 |
| CO | RA | APPROVED | 2018-03-22 |
Branch Locations
1 University Square Drive, Princeton, NJ 08540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimerfunds, Inc. | Denver | CO | 10/2011 | 09/2017 |
| Blackrock | New York | NY | 10/2017 | Present |
| Blackrock Investments, Llc | New York | NY | 10/2017 | Present |
(1) Organization Name: Rental Property (CO); Start Date: 9.26.2015; Hours a month: 0; Type of Business: Real Estate (owner/landlord); Address: 1032 East 24th Avenue Denver, CO 80205; Title (duties):Owner (Proprietor): Residential rental, covers mortgage; Investment Related: No. (2) Colfax Marathon (Denver, CO); Board Member; Non-investment related; No compensation; Colfax Marathon is a non-profit Running Race in Denver, CO; Role: Board member with a focus on increasing registration; Start Date: 10/3/2017; 5-10 hours /month devoted to activity. (2) National Association of Fixed Annuities; Volunteer board seat for NAFA; Board Member / Director; Organizing the conferences, education events, and research opportunities; 5 hrs/month; Start Date:01-01-2025 (3) Limra Corporation; LIMRA/LOMA Lifetime Income Advisory. The lifetime income advisory board offers insights on the challenges facing consumers, financial professionals, and policy makers.; Board Member / Director; 1 hrs/month; Start Date:01-01-2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-02 |
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