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Current Employers
Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-03-28
CO RA APPROVED 2018-03-22
  • NJ RA
    APPROVED
    Since 2018-03-28
  • CO RA
    APPROVED
    Since 2018-03-22

Branch Locations

1 University Square Drive, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimerfunds, Inc. Denver CO 10/2011 09/2017
Blackrock New York NY 10/2017 Present
Blackrock Investments, Llc New York NY 10/2017 Present
  • 10/2011 → 09/2017
    Oppenheimerfunds, Inc.
    Denver, CO
  • 10/2017 → Present
    Blackrock
    New York, NY
  • 10/2017 → Present
    Blackrock Investments, Llc
    New York, NY
Other Businesses

(1) Organization Name: Rental Property (CO); Start Date: 9.26.2015; Hours a month: 0; Type of Business: Real Estate (owner/landlord); Address: 1032 East 24th Avenue Denver, CO 80205; Title (duties):Owner (Proprietor): Residential rental, covers mortgage; Investment Related: No. (2) Colfax Marathon (Denver, CO); Board Member; Non-investment related; No compensation; Colfax Marathon is a non-profit Running Race in Denver, CO; Role: Board member with a focus on increasing registration; Start Date: 10/3/2017; 5-10 hours /month devoted to activity. (2) National Association of Fixed Annuities; Volunteer board seat for NAFA; Board Member / Director; Organizing the conferences, education events, and research opportunities; 5 hrs/month; Start Date:01-01-2025 (3) Limra Corporation; LIMRA/LOMA Lifetime Income Advisory. The lifetime income advisory board offers insights on the challenges facing consumers, financial professionals, and policy makers.; Board Member / Director; 1 hrs/month; Start Date:01-01-2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-22
S63 Uniform Securities Agent State Law Examination 2010-11-02
  • S65 Uniform Investment Adviser Law Examination
    2018-03-22
  • S63 Uniform Securities Agent State Law Examination
    2010-11-02

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