Jay Row Thompson

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2008 → Present
  World Financial Group
  Irvine, CA
• 09/2010 → Present
  Csu Bakerfield Small Business Development Center
  Bakersfield, CA
• 01/2012 → Present
  Transamerica Financial Advisors, Inc
  Irvine, CA
• 04/2015 → Present
  Golden Empire Services
  Glendale, CA
• 01/2016 → Present
  Jay R. Thompson Tax Preparer
  Bakersfield, CA
• 10/2017 → 12/2021
  Physician's Charitable Distributions
  Bakersfield, CA
• 10/2018 → 12/2021
  Kern Community College District
  Bakersfield,, CA
• 06/2009 → Present
  Jay R. Thompson Commercial Property
  Bakersfield, CA

Previous Registrations

• 2009-04-02 → 2012-01-06
  Investment Advisors International, Inc.
  Burbank, CA

Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. GOLDEN EMPIRE SERVICES; NO; 6001 SANDWELL PLACE, BANERSFIELD, CA 93306; NAME CHANGE FROM EXISTING OBA APOGEE CONSULTING. SERVICES INCLUDE BUSINESS PLANS, MANAGEMENT AND HR; MANAGER; 4/1/15; 20 HRS/MO; SMALL BUSINESS CONSULTING. Jay R. Thompson Tax Preparer/No/6001 Sandwell Place/Bakersfield/CA/93306/Tax preparation/Tax preparer/01.31.2016/10/0/Complete forms as required. Jay Thompson Commercial Property /0609-Present / Investment Related: Yes/ 6001 Sandwell Place Bakersfield, CA 93306 / Owner / Property Management/ hrs work monthly: 5 / Sec trading hrs: 0 / Mange rental Real Estate CSU Bakerfield Small Business Development Center / 0910-Present/Investment Related: No / 1631 17th Street, 200 Bakersfield, CA 93301/ Business Consultant/ Business Consulting / hrs work monthly: 50 / Sec trading hrs: 2 / Met with clients to discuss startup issues. Demonstrate bookkeeping, record keeping activities. Discuss management principals.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-02-09
• S63 Uniform Securities Agent State Law Examination
  2008-11-04