Neelay Lakhia

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → 07/2017
  Fidelity Brokerage Services Llc
  Covington, KY
• 08/2017 → Present
  Jpmorgan Securities, Llc
  Houston, TX
• 10/2009 → 07/2017
  Strategic Advisers. Inc
  Covington, KY

Previous Registrations

• 2009-11-17 → 2017-07-06
  Strategic Advisers Llc
  Covington, KY

Exams

• S66 Uniform Combined State Law Examination
  2009-11-16
• S63 Uniform Securities Agent State Law Examination
  2008-10-15

Designations

• Certified Financial Planner