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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-05-20 |
| TX | RA | APPROVED | 2020-05-15 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
3330 Ginger Creek Dr. Ste C, Springfield, IL 62702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Springfield | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Springfield | IL | 11/2016 | 05/2020 |
| Lpl Financial, Llc | Springfield | IL | 05/2020 | Present |
| Private Advisor Group, Llc | Springfield | IL | 05/2020 | Present |
1) 5/2020 - DBA for LPL Business (entity for LPL business) - Broadway Graham Wealth Partners - Investment Related - 100% - Springfield, IL 2) 10/2019 - Real Estate Rental - EPP PROPERTIES LLC - Investment Related - 3303 GINGER CREEK DR SPRINGFIELD TN 37172 3) 5/26/2020 - Private Advisor Group - DBA: (Hybrid) Broadway Graham Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 5/8/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 5/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 5/26/2020 - PRIVATE ADVISOR GROUP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 05/1/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 5/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 09/27/2021 - Sound n Stilts - Investment Related - Navarre Beach, FL 32566 - Real Estate Rental - Start Date: 09/24/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 6) 11/29/2022 - 5t Player Lab - Investment Related - Springfield, IL 62702 - Real Estate Rental - Start Date - 10/17/2022 - 1 Hours Per Month/0 Hours During Securities Trading 7) 04/08/2026 - Zachary Bromley - Tax Prep/Accounting/CPA - Not Investment Related - Springfield, IL - Start Date 06/01/2026 - 4 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-24 |
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