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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-05-20
TX RA APPROVED 2020-05-15
  • IL RA
    APPROVED
    Since 2020-05-20
  • TX RA
    APPROVED
    Since 2020-05-15

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

3330 Ginger Creek Dr. Ste C, Springfield, IL 62702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Springfield IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Springfield IL 11/2016 05/2020
Lpl Financial, Llc Springfield IL 05/2020 Present
Private Advisor Group, Llc Springfield IL 05/2020 Present
Previous Registrations
Other Businesses

1) 5/2020 - DBA for LPL Business (entity for LPL business) - Broadway Graham Wealth Partners - Investment Related - 100% - Springfield, IL 2) 10/2019 - Real Estate Rental - EPP PROPERTIES LLC - Investment Related - 3303 GINGER CREEK DR SPRINGFIELD TN 37172 3) 5/26/2020 - Private Advisor Group - DBA: (Hybrid) Broadway Graham Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 5/8/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 5/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 5/26/2020 - PRIVATE ADVISOR GROUP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 05/1/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 5/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 09/27/2021 - Sound n Stilts - Investment Related - Navarre Beach, FL 32566 - Real Estate Rental - Start Date: 09/24/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 6) 11/29/2022 - 5t Player Lab - Investment Related - Springfield, IL 62702 - Real Estate Rental - Start Date - 10/17/2022 - 1 Hours Per Month/0 Hours During Securities Trading 7) 04/08/2026 - Zachary Bromley - Tax Prep/Accounting/CPA - Not Investment Related - Springfield, IL - Start Date 06/01/2026 - 4 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-24
  • S66 Uniform Combined State Law Examination
    2008-10-24
Other Names
  • Zachary Michael Bromley
  • Zach Bromley
  • Zach Michael Bromley

View on SEC IAPD

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