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Citigroup Global Markets Inc. CRD 7059
$56.0B regulatory AUM 2,481 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-09-19 |
Branch Locations
Cwm Retail, Sales 2700 Post Oak Blvd, Suite 520, Houston, TX 77056 • United States
Cpwm, 201 S. Biscayne Blvd 5Th Fl/Ste 530 & 6Th Fl/Ste 600, Miami, FL 33131 • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Houston | TX | 10/2002 | 09/2018 |
| Dhaliwal Concepts | Houston | TX | 04/2007 | 04/2017 |
| J.P. Morgan Securities Llc | Houston | TX | 10/2012 | 09/2018 |
| Citi Bank | Houston | TX | 09/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-12 |
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