Genti Basha

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-11-02

TX RA
APPROVED

Since 2023-11-02

Branch Locations

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	03/2020	10/2023
Usaa Insurance Company	Phoenix	AZ	04/2016	03/2020
Lpl Financial	Phoenix	AZ	11/2023	Present

03/2020 → 10/2023

Edward Jones

St Louis, MO
04/2016 → 03/2020

Usaa Insurance Company

Phoenix, AZ
11/2023 → Present

Lpl Financial

Phoenix, AZ

Previous Registrations

2020-06-09 → 2023-11-06

Edward Jones

Glendale, AZ

St Louis, MO

Samammish, WA

Bellevue, WA

Glendale, AZ
2015-04-21 → 2016-05-16

Usaa Financial Planning Services

Phoenix, AZ

Other Businesses

1) 02/01/2024 - Basha Wealth Management LLC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 11/9/2023 - 40 Hrs/Mo; 32 hrs During Trading. 2) 05/07/2024 - Basha Estate Planning - Inv Related - At Reported Business Location(s) - Other - Estate Planning - Started: 4/3/2024 - 5 Hrs/Mo During Trading. 3) 10/31/2024 - Great Synergy LLC - Other - Rep's Business - Not Investment Related - Peoria, AZ - Start Date 10/23/2024 - 20 Hours per Month/ 0 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-06-08
S65	Uniform Investment Adviser Law Examination	2015-03-25
S63	Uniform Securities Agent State Law Examination	2010-01-11

S66 Uniform Combined State Law Examination

2020-06-08
S65 Uniform Investment Adviser Law Examination

2015-03-25
S63 Uniform Securities Agent State Law Examination

2010-01-11

Other Names

Gentian Basha

View on SEC IAPD