Courtney Zoe Holt

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-11-29
CO	RA	APPROVED	2022-11-21

TX RA
APPROVED_RES

Since 2022-11-29
CO RA
APPROVED

Since 2022-11-21

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Lone Tree	CO	06/2016	Present
Charles Schwab Bank	Lone Tree	CO	06/2016	01/2018
Schwab Wealth Advisory, Inc.	Lone Tree	CO	11/2022	Present

06/2016 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO
06/2016 → 01/2018

Charles Schwab Bank

Lone Tree, CO
11/2022 → Present

Schwab Wealth Advisory, Inc.

Lone Tree, CO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-09-13
S63	Uniform Securities Agent State Law Examination	2016-01-29

S65 Uniform Investment Adviser Law Examination

2016-09-13
S63 Uniform Securities Agent State Law Examination

2016-01-29

Designations

Certified Financial Planner

Other Names

Courtney Zoe Barnett
Courtney Veolkel
Courtney Zoe Voelkel
Courtney Zoe Voelkel

View on SEC IAPD