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830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-08 |
Branch Locations
3001 Dallas Pkwy Suite 550, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minshall & Company, Inc. | Tulsa | OK | 07/2015 | 10/2017 |
| Capital Advisors, Inc. | Tulsa | OK | 06/2015 | 06/2026 |
| Quasar Distributors, Llc | Milwaukee | WI | 01/2018 | 12/2020 |
| Corient Services Llc | Miami | FL | 06/2026 | Present |
| Corient | Frisco | TX | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-26 |
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