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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-15
  • CA RA
    APPROVED
    Since 2023-06-15

Branch Locations

300 University Avenue Suite 200, Sacramento, CA 95825 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ana I Ramirez Gold River CA 07/2008 03/2023
Cetera Advisor Networks El Segundo CA 06/2014 03/2023
Extended Travel Gold River CA 03/2023 06/2023
Baird Sacramento CA 06/2023 Present
  • 07/2008 → 03/2023
    Ana I Ramirez
    Gold River, CA
  • 06/2014 → 03/2023
    Cetera Advisor Networks
    El Segundo, CA
  • 03/2023 → 06/2023
    Extended Travel
    Gold River, CA
  • 06/2023 → Present
    Baird
    Sacramento, CA
Previous Registrations
  • 2017-02-02 → 2023-01-05
    Cetera Wealth Services, Llc
    El Dorado Hills, CA
Other Businesses

1. NAME OF OTHER BUSINESS: CLEARVIEW SYSTEMS CONSULTING, INC. INVESTMENT RELATED: NO ADDRESS: 11968 PROSPECT HILL DR. GOLD RIVER, CA 95670 NATURE OF BUSINESS: IT SYSTEMS CONSULTING START DATE: 01/19/16 POSITION/TITLE/RELATIONSHIP: Chief Financial Officer and Secretary APX NUMBER OF HOURS PER WEEK: 0-1 HOUR APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: SECRETARY AND TREASURER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-06
  • S66 Uniform Combined State Law Examination
    2015-03-06
Other Names
  • Susan Williams

View on SEC IAPD

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