Jeffrey William Benson

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2024-11-14

MN RA
APPROVED

Since 2024-11-14

Branch Locations

Prior Lake, MN • United States

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prudential Insurance Company Of America	St. Louis Park	MN	12/2010	Present
Pruco Securities, Llc.	St. Louis Park	MN	12/2010	11/2024
Lpl Enterprise, Llc	St. Louis Park	MN	11/2024	Present

12/2010 → Present

Prudential Insurance Company Of America

St. Louis Park, MN
12/2010 → 11/2024

Pruco Securities, Llc.

St. Louis Park, MN
11/2024 → Present

Lpl Enterprise, Llc

St. Louis Park, MN

Previous Registrations

2014-01-13 → 2024-11-14

Pruco Securities, Llc.

St. Louis Park, MN

Other Businesses

1. 09/20/2024; THE HEATHER L BENSON REVOCABLE TRUST; Act in a fiduciary Capacity; NON inv related; 0 hrs/mo non trading ; 0 hrs/mo trading ; 08/03/2022 2. 09/20/2024; NORTHERN LIGHTS FINANCIAL SERVICES; DBA for LPL ; YES inv related; 160hrs/mo non trading; 140hrs/mo trading; 12/06/2010 3. 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-11-21

S66 Uniform Combined State Law Examination

2008-11-21

View on SEC IAPD