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Aron Keith Shimada

Wells Fargo Clearing Services, LLC

San Jose, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-02-06
  • CA RA
    APPROVED
    Since 2015-02-06

Branch Locations

50 W San Fernando St Ste 1500 [Ka-Rbo], San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Jose CA 02/2015 11/2016
Wells Fargo Clearing Services, Llc San Jose CA 11/2016 Present
Previous Registrations
  • 2012-10-01 → 2015-02-18
    J.P. Morgan Securities Llc
    Campbell, CA
    San Jose, CA
  • 2012-05-15 → 2012-10-01
    Chase Investment Services Corp.
    San Jose, CA
    Campbell, CA
  • 2011-06-02 → 2012-02-08
    Morgan Stanley
    San Jose, CA
  • 2008-11-10 → 2011-01-27
    Waddell & Reed
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-06
  • S66 Uniform Combined State Law Examination
    2008-11-06
Other Names
  • Aron Shimada

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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