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Patrick M Dugan

Hightower Advisors, LLC

New Orleans, LA

Chicago, IL

CRD 5583959

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2018-09-12
FL RA APPROVED 2017-07-12
  • LA RA
    APPROVED
    Since 2018-09-12
  • FL RA
    APPROVED
    Since 2017-07-12

Branch Locations

514 Harrison Ave, New Orleans, LA 70124 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Orleans LA 10/2009 05/2017
Bank Of America, N.A. New Orleans LA 06/2011 05/2017
Hightower Advisors, Llc West Palm Beach FL 05/2017 Present
Hightower Securities, Llc West Palm Beach FL 05/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-16
  • S66 Uniform Combined State Law Examination
    2008-10-16

View on SEC IAPD

Nearby Firms

MONTZ HARCUS WEALTH MANAGEMENT
BEACON POINTE ADVISORS, LLC
EDWARD JONES

Nearby Investors

CHRISTINE CHAMPAGNE MONTZ
JOSEPH CHARLES MONTZ
Morell S Crane

Nearby Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA

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