Best Investors Account Sign in
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-09-20
NC RA APPROVED 2019-01-09
MI RA APPROVED 2018-11-02
  • FL RA
    APPROVED
    Since 2019-09-20
  • NC RA
    APPROVED
    Since 2019-01-09
  • MI RA
    APPROVED
    Since 2018-11-02

Branch Locations

28411 Northwestern Hwy Suite 1300, Southfield, MI 48034 • United States

17199 N. Laurel Park Drive Suite 8, Livonia, MI 48152 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors Inc Southfield MI 05/2010 11/2018
Royal Alliance Associates, Inc. Southfield MI 11/2018 Present
  • 05/2010 → 11/2018
    Signator Investors Inc
    Southfield, MI
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Southfield, MI
Previous Registrations
  • 2011-01-25 → 2018-11-02
    Signator Investors, Inc.
    Southfield, MI
Other Businesses

1. DUNLEAVY WEALTH MANAGEMENT POSITION: Office Manager NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 07/01/2010 ADDRESS: 28411 Northwestern Highway, Suite 1300, Southfield MI 48034, United States DESCRIPTION: Manage Brendan's staff (assign tasks, monitor work progress, delegate tasks, run staff meetings), place trades for clients when they call in, monitor and manage accounts within the AMP program, work directly with Brendan's clients to answer questions when he is unavailable 2. MICHIGAN FINANCIAL COMPANIES - SECURITIES POSITION: IAR NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/10/2010 ADDRESS: 28411 Northwestern Hwy, Suite 1300, Southfield MI 48034, United States DESCRIPTION: Sales/Marketing of securities, Investment Advisory and Insurance Products. 3. MICHIGAN FINANCIAL COMPANIES - FIXED INSURANCE POSITION: Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2010 ADDRESS: 28411 Northwestern Highway, Suite 1300, Southfield MI 48034, United States DESCRIPTION: insurance and fixed & Equity index annuity sales 4. FATHOM FINANCIAL PARTNERS - FIXED INSURANCE POSITION: Agent NATURE: Sole Prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/11/2025 ADDRESS: 28411 Northwestern Highway, Suite 1300, Southfield MI 48034, United States DESCRIPTION: insurance and fixed & Equity index annuity sales 5. FATHOM FINANCIAL PARTNERS - SECURITIES POSITION: Director of Operations NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/11/2025 ADDRESS: 28411 Northwestern Hwy, Suite 1300, Southfield MI 48034, United States DESCRIPTION: Sales/Marketing of securities, Investment Advisory and Insurance Products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-20
S63 Uniform Securities Agent State Law Examination 2010-05-27
  • S66 Uniform Combined State Law Examination
    2011-01-20
  • S63 Uniform Securities Agent State Law Examination
    2010-05-27
Other Names
  • Christina Carroll Schreffler

View on SEC IAPD

More in Southfield, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor