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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-09-20 |
| NC | RA | APPROVED | 2019-01-09 |
| MI | RA | APPROVED | 2018-11-02 |
Branch Locations
28411 Northwestern Hwy Suite 1300, Southfield, MI 48034 • United States
17199 N. Laurel Park Drive Suite 8, Livonia, MI 48152 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors Inc | Southfield | MI | 05/2010 | 11/2018 |
| Royal Alliance Associates, Inc. | Southfield | MI | 11/2018 | Present |
1. DUNLEAVY WEALTH MANAGEMENT POSITION: Office Manager NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 07/01/2010 ADDRESS: 28411 Northwestern Highway, Suite 1300, Southfield MI 48034, United States DESCRIPTION: Manage Brendan's staff (assign tasks, monitor work progress, delegate tasks, run staff meetings), place trades for clients when they call in, monitor and manage accounts within the AMP program, work directly with Brendan's clients to answer questions when he is unavailable 2. MICHIGAN FINANCIAL COMPANIES - SECURITIES POSITION: IAR NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/10/2010 ADDRESS: 28411 Northwestern Hwy, Suite 1300, Southfield MI 48034, United States DESCRIPTION: Sales/Marketing of securities, Investment Advisory and Insurance Products. 3. MICHIGAN FINANCIAL COMPANIES - FIXED INSURANCE POSITION: Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2010 ADDRESS: 28411 Northwestern Highway, Suite 1300, Southfield MI 48034, United States DESCRIPTION: insurance and fixed & Equity index annuity sales 4. FATHOM FINANCIAL PARTNERS - FIXED INSURANCE POSITION: Agent NATURE: Sole Prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/11/2025 ADDRESS: 28411 Northwestern Highway, Suite 1300, Southfield MI 48034, United States DESCRIPTION: insurance and fixed & Equity index annuity sales 5. FATHOM FINANCIAL PARTNERS - SECURITIES POSITION: Director of Operations NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/11/2025 ADDRESS: 28411 Northwestern Hwy, Suite 1300, Southfield MI 48034, United States DESCRIPTION: Sales/Marketing of securities, Investment Advisory and Insurance Products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-27 |
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