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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Manvel | TX | 07/2023 | 11/2023 |
| Unemployed | Manvel | TX | 06/2019 | 07/2023 |
| Arca Continental | Houston | TX | 06/2018 | 06/2019 |
| Coca-Cola Southwest Beverages | Houston | TX | 10/2016 | 06/2018 |
| Earnest Packaging Solutions | Houston | TX | 09/2015 | 10/2016 |
| Lpl Financial | Marvel | TX | 01/2025 | Present |
| Unemployed | Manvel | TX | 11/2023 | 01/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-06 |
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