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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-06
NY RA APPROVED 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2022-04-06
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

1550 Vestal Pkwy E Ste B, Vestal, NY 13850 • United States

Binghamton, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Vestal NY 08/2008 03/2020
Ameriprise Financial Services, Llc Vestal NY 03/2020 Present
Other Businesses

Business Ownership; Strategic Concepts Group, LLC; ; Legal entity established to manage the Ameriprise practice of Jon L. Myers and Associates; 1550 Vestal Parkway EastSuite BVestal, NY 13850, ,; Not Investment-Related; 01/01/2016; 0 hours per month; 0 during trading hours. Outside Employment; Strategic Concepts Group, LLC; Financial Advisor - Managing Ameriprise Financial clients; ; 1550 Vestal Parkway East, Suite B, , Vestal, NY, 13850; Investment-Related; 01/01/2016; 60 hours per month; 60 during trading hours. Other Business Activities; I'm writing a book; I am authoring a book that is financial in nature that will be given to clients & prospects, as well as being for sale to the general public.; 27 Larchmont Rd, , Binghamton, NY, 13903; Not Investment-Related; 11/04/2024; 0 hours per month; 0 during trading hours / Book Author- "Financial Advisors Also Retire"; I'm writing a book. The intended audience is financial advisors. The subject matter is business considerations for advisors while planning their own retirements. Per my RP, Ray Halpin, updating this note to include the title of the book: "Financial Advisors Also Retire"; 27 Larchmont Rd, , Binghamton, NY, 13903-1352; Not Investment-Related; 12/31/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-30
  • S66 Uniform Combined State Law Examination
    2009-07-30

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