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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2023-01-23 |
| TX | RA | APPROVED_RES | 2020-05-05 |
| CA | RA | APPROVED | 2011-10-13 |
Branch Locations
2725 Sand Hill Road Pwm, Menlo Park, CA 94025 • United States
555 California Street Pwm, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Menlo Park | CA | 10/2011 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
Boys and Girls Club of the Peninsula; Investment related - No; Menlo Park, California; Charity / Private Foundation; Board of directors (proprietor, partner, officer, director, employee, trustee, agent); Activity start 11/2011; During business hours: .5; After business hours: 1 *576927 - Mid-Peninsula Foundation; Investment Related: No; Menlo Park, California; Children/Youth; Board Member, Investment Committee, Development Committee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 12/2023; During Business Hours: 2; After Business Hours: 0; Administrative, Fundraising, Investment Decisions/Advice
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-15 |
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