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Key Biscayne, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-12 |
Branch Locations
Key Biscayne, FL • United States
777 Brickell Avenue Suite 547, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 09/2013 | 04/2021 |
| Bbva Securities Inc. | Miami | FL | 09/2013 | 04/2021 |
| Bbva Wealth Solutions Inc. | Miami | FL | 12/2013 | 04/2021 |
| Fundamental Securities | Miami | FL | 06/2024 | Present |
| Platform Fl | Miami | FL | 04/2021 | Present |
| Prival Securities Usa, Inc. | Miami | FL | 06/2025 | Present |
| Fundamental Investment Services, Llc | Miami | FL | 03/2024 | Present |
(1.) Fundamental (App); Address: 8051 N Tamiami Trail. Suite E6. Sarasota, FL 34243; Nature of the business: Financial Technology Services; Title: Partner; Description: This is a wealth management informational platform and content repository owned by Platform FL, LLC; Since 04/2021; Investment Related: Yes; Number of hours per month during Non-Trading Hours: 2; Number of hours per month during Trading Hours: 0 (zero); Website: https://www.myfundamental.net/ (2.) Fundamental Investment Services LLC: Address: 207 West 110 Street, Apt 18, New York, NY 10026; Nature of business: Advisory Investment Services; Title: Partner and CEO: Description: This entity is in the process of becoming a registered Registered Investment Advisor; Since 03/2024; Investment Related: Yes, Number of hours per month during Non-Trading Hours: 40; Number of hours per month during Trading Hours: 40; Website: https://www.myfundamental.net/ (3.) Fundamental Distribution Services : 181 Crandon Blvd., Key Biscayne FL, 33149; Nature of Business: Fund Distribution Company: Title: CEO Description: Fund distribution Company; Investment Related: No; Number of hours per month during Non-Trading Hours: 60: Number of hours per month during Trading Hours: 20; Website: https://www.myfundamental.net/
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-12-06 |
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