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Current Employers
Fundamental Investment Services, Llc

Key Biscayne, FL • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-12
  • NY RA
    APPROVED
    Since 2024-06-12

Branch Locations

Key Biscayne, FL • United States

777 Brickell Avenue Suite 547, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 09/2013 04/2021
Bbva Securities Inc. Miami FL 09/2013 04/2021
Bbva Wealth Solutions Inc. Miami FL 12/2013 04/2021
Fundamental Securities Miami FL 06/2024 Present
Platform Fl Miami FL 04/2021 Present
Prival Securities Usa, Inc. Miami FL 06/2025 Present
Fundamental Investment Services, Llc Miami FL 03/2024 Present
  • 09/2013 → 04/2021
    Compass Bank
    Birmingham, AL
  • 09/2013 → 04/2021
    Bbva Securities Inc.
    Miami, FL
  • 12/2013 → 04/2021
    Bbva Wealth Solutions Inc.
    Miami, FL
  • 06/2024 → Present
    Fundamental Securities
    Miami, FL
  • 04/2021 → Present
    Platform Fl
    Miami, FL
  • 06/2025 → Present
    Prival Securities Usa, Inc.
    Miami, FL
  • 03/2024 → Present
    Miami, FL
Previous Registrations
  • 2014-01-02 → 2021-04-29
    Pnc Managed Account Solutions, Inc.
    Miami, FL
  • 2011-05-11 → 2013-04-16
    Sabadell Securities Usa, Inc.
    Coral Gables, FL
    Miami, FL
    Miami, FL
Other Businesses

(1.) Fundamental (App); Address: 8051 N Tamiami Trail. Suite E6. Sarasota, FL 34243; Nature of the business: Financial Technology Services; Title: Partner; Description: This is a wealth management informational platform and content repository owned by Platform FL, LLC; Since 04/2021; Investment Related: Yes; Number of hours per month during Non-Trading Hours: 2; Number of hours per month during Trading Hours: 0 (zero); Website: https://www.myfundamental.net/ (2.) Fundamental Investment Services LLC: Address: 207 West 110 Street, Apt 18, New York, NY 10026; Nature of business: Advisory Investment Services; Title: Partner and CEO: Description: This entity is in the process of becoming a registered Registered Investment Advisor; Since 03/2024; Investment Related: Yes, Number of hours per month during Non-Trading Hours: 40; Number of hours per month during Trading Hours: 40; Website: https://www.myfundamental.net/ (3.) Fundamental Distribution Services : 181 Crandon Blvd., Key Biscayne FL, 33149; Nature of Business: Fund Distribution Company: Title: CEO Description: Fund distribution Company; Investment Related: No; Number of hours per month during Non-Trading Hours: 60: Number of hours per month during Trading Hours: 20; Website: https://www.myfundamental.net/

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-12-06
  • S63 Uniform Securities Agent State Law Examination
    2013-12-06
Designations
Other Names
  • Gustavo Adolfo Cano
  • Gustavo A Cano

View on SEC IAPD

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