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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2011-01-12 |
Branch Locations
1810 Sw Plaza Shops Ln Ste G, Ankeny, IA 50023 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2005 | Present |
| Northwestern Mutual Investment Services, Llc | Des Moines | IA | 08/2006 | Present |
| Pinnacle Security, Llc | Provo | UT | 02/2003 | Present |
| Northwestern Mutual Investment Services, Llc | Des Moines | IA | 05/2011 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2014 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, JCT CONSULTING, ESTABLISHED TO PAY EXPENSES, <1 HR/MO., INVESTMENT RELATED, START 01/09 3. TREASURER, SOCIETY OF FINANCIAL SERVICES PROFESSIONAL, DSM GOLF AND COUNTRY CLUB, WEST DES MOINES, , IOWA, 50266, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 6/21/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OVERSEA LOCAL CHAPTER 4. THRAP INC., LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 10/10/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. DBJ WM, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/1/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-26 |
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