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Ryan J Talbot

LPl Financial LLC

Zachary, LA

CRD 5582039

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-06-29
LA RA APPROVED 2013-04-03
  • TX RA
    APPROVED_RES
    Since 2016-06-29
  • LA RA
    APPROVED
    Since 2013-04-03

Branch Locations

Zachary, LA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Zachary LA 07/2012 Present
Previous Registrations
  • 2012-07-23 → 2013-04-03
    Zachary, LA
    Zachary, LA
    Baton Rouge, LA
  • 2011-09-30 → 2012-07-23
    Brokersxpress Llc
    Zachary, LA
    Houston, TX
    Zachary, LA
  • 2008-10-17 → 2011-09-29
    Baton Rouge, LA
    St Louis, MO
Other Businesses

(1) 12/9/2015: Z Street Holding, LLC - Investment Related - Zachary, LA - Real Estate Rental - Started 07/28/2014 - 5 Hours Per Month/0 Hours During Securities Trading - Residential rental property. (2) 7/5/2018 - Ryan Talbot - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 06/01/2012 - 10 Hours Per Month/10 Hours During Securities Trading - Sell fixed life insurance and long term care insurance. (3) 08/29/2022 - No Business Name - Investment Related - Baton Rouge, LA 70820 - Other - Real Estate - 1 property - Start Date - 08/22/2022 - 4 Hours Per Month/0 Hours During Securities Trading (4) 12/05/2023 - Zachary Community School Board - Investment Related - 3755 Church St. Zachary, LA 70791 - Non-Profit Board Member - Start Date - 11/08/2022 - 5 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-16
  • S66 Uniform Combined State Law Examination
    2008-10-16

View on SEC IAPD

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