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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-06-29 |
| LA | RA | APPROVED | 2013-04-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Zachary | LA | 07/2012 | Present |
(1) 12/9/2015: Z Street Holding, LLC - Investment Related - Zachary, LA - Real Estate Rental - Started 07/28/2014 - 5 Hours Per Month/0 Hours During Securities Trading - Residential rental property. (2) 7/5/2018 - Ryan Talbot - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 06/01/2012 - 10 Hours Per Month/10 Hours During Securities Trading - Sell fixed life insurance and long term care insurance. (3) 08/29/2022 - No Business Name - Investment Related - Baton Rouge, LA 70820 - Other - Real Estate - 1 property - Start Date - 08/22/2022 - 4 Hours Per Month/0 Hours During Securities Trading (4) 12/05/2023 - Zachary Community School Board - Investment Related - 3755 Church St. Zachary, LA 70791 - Non-Profit Board Member - Start Date - 11/08/2022 - 5 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-16 |
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