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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-04
  • CA RA
    APPROVED
    Since 2022-04-04

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

421 N. Beverly Dr. Suite 280, Beverly Hills, CA 90210 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Securities, Llc Chicago IL 11/2008 03/2021
Hightower Advisors, Llc Chicago IL 11/2008 03/2021
Aperture Partners Inc. Hollywood CA 03/2021 Present
Hightower Chicago IL 02/2022 Present
  • 11/2008 → 03/2021
    Hightower Securities, Llc
    Chicago, IL
  • 11/2008 → 03/2021
    Chicago, IL
  • 03/2021 → Present
    Aperture Partners Inc.
    Hollywood, CA
  • 02/2022 → Present
    Hightower
    Chicago, IL
Previous Registrations
  • 2008-12-01 → 2021-04-01
    Chicago, IL
  • 2007-05-02 → 2008-12-03
    Morgan Stanley & Co. Llc
    San Rafael, CA
    San Francisco, CA
Other Businesses

Aperture Partners Inc.939 Palm Ave. #307 West Hollywood, CA 90069 Investment Related Aperture Partners Inc. is my consulting business that I provide to advisor firms I provide research and analysis of asset allocation, investment managers and client-content. Owner 5 hours during trading hours and 5 hours outside trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-30
  • S66 Uniform Combined State Law Examination
    2007-04-30

View on SEC IAPD

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