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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Elevations Credit Union | Wistminster | CO | 07/2012 | 11/2022 |
| Cuso Financial Services, Lp | San Diego | CA | 07/2012 | 11/2022 |
| Osaic Wealth, Inc. | Centennial | CO | 11/2022 | Present |
1) WINDWATER CAPITAL PARTNERS POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 11/01/2022 ADDRESS: 12835 E Arapahoe Road, Suite 2-710, Centennial CO 80112, United States DESCRIPTION: Insurance sales and service for various carriers.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-16 |
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