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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-01-26
  • PA RA
    APPROVED
    Since 2022-01-26

Branch Locations

2094 Grand Street Suite 4340, Lancaster, PA 17601-1236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Harrisburg PA 02/2012 12/2022
Charles Schwab & Co., Inc. Lancaster PA 12/2022 Present
Charles Schwab Bank, Ssb Lancaster PA 11/2023 Present
  • 02/2012 → 12/2022
    Td Ameritrade, Inc.
    Harrisburg, PA
  • 12/2022 → Present
    Lancaster, PA
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Lancaster, PA
Previous Registrations
  • 2012-02-28 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Harrisburg, PA
    York, PA
    Lancaster, PA
  • 2012-02-28 → 2022-10-14
    Td Ameritrade, Inc.
    Harrisburg, PA
    York, PA
    Lancaster, PA
  • 2008-10-17 → 2012-02-01
    Millersville, PA
    Mountville, PA
    Mountville, PA
    St Louis, MO
Other Businesses

1) Voiceover work | Investment Related:No|Other|Talent|3/2/2012|Less than 20|0.000000|I signed?with a talent agency prior to my start with the firm to do voiceover work.? They offer me work about once a month to read copy for their clients.? I never identify myself by name, and don't do on- camera work.? The work is limited to evenings and weekends.? It's simply a way of generating a couple hundred dollars extra a month so I can throw it into my kids college funds., 2) Hempfield Boys Basketball Booster Club | Investment Related:No|Sports/Physical Recreation|Treasurer|3/12/2026|Less than 20|0|I will be responsible for depositing funds, writing checks for expenses and balancing the books for the local high school basketball booster club.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-16
  • S66 Uniform Combined State Law Examination
    2008-10-16
Other Names
  • Kevin Johns

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