Julianne M Getty

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 03/2021
  Bmo Harris Financial Advisors
  Chicago, IL
• 07/2013 → Present
  Bmo Bank Na
  Chicago, IL
• 03/2021 → Present
  Lpl Financial Llc
  Chicago, IL

Previous Registrations

• 2013-09-13 → 2021-03-24
  Bmo Harris Financial Advisors, Inc.
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 2009-10-23 → 2010-08-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 2008-11-26 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Chicago, IL
  Chicago, IL
  Chicago, IL

Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - At Reported Business Location(s) 2) 03/24/2021 - Financial Institution Duty - BMO Bank N.A. - Investment Related - At Reported Business Location(s) - Start Date 7/29/2013 - 160 Hours Per Month/ 40 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2008-11-22

Other Names

• Julianne Getty Brist