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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-23 |
| MD | RA | APPROVED | 2014-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Baltimore | MD | 01/2009 | Present |
BOYS' LATIN SCHOOL OF MARYLAND ALUMNI BOARD/822 WEST LAKE AVENUE, BALTIMORE, MD 21210/3 HRS. PER MONTH/SECRETARY/SECRETARY OF THE EXECUTIVE BOARD-TAKE NOTES AT MEETINGS./Ruxton Hill Neighborhood Association / 6 Roland Court Towson,Maryland 21204 / Association (i.e., Trade or Industry, Sport...)/ Other Neighborhood Association / asset allocation / Member of Board of Directors / / Secretary of the Board / Start Date 3/28/2017 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-03 |
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