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Michael Paul Jones

Wells Fargo Clearing Services, LLC

Marietta, GA

Cumming, GA

CRD 5072856

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-07-03
  • GA RA
    APPROVED
    Since 2023-07-03

Branch Locations

2520 Dallas Hwy Sw [Cobb Marketplace (08136)], Marietta, GA 30064 • United States

106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Marietta GA 12/2009 Present
Wells Fargo Advisors Llc Smyrna GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Smyrna GA 11/2016 Present
  • 12/2009 → Present
    Wachovia Bank, N.A.
    Marietta, GA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Smyrna, GA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Smyrna, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-29
S63 Uniform Securities Agent State Law Examination 2006-03-09
  • S66 Uniform Combined State Law Examination
    2023-06-29
  • S63 Uniform Securities Agent State Law Examination
    2006-03-09
Other Names
  • Michael Jones

View on SEC IAPD

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