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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-03-27 |
| TX | RA | APPROVED | 2025-03-27 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
100 Century Plaza Drive Suite 6A, Seneca, SC 29678 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Greenville | SC | 01/2016 | 03/2018 |
| Cetera Investment Services Llc | St.CLoud | MN | 01/2016 | 03/2018 |
| Cetera Investment Advisers Llc | Greenville | SC | 01/2016 | 03/2018 |
| Wells Fargo Clearing Services, Llc | Greenville | SC | 03/2018 | 03/2025 |
| Steward Partners Global Advisory, Llc | Clemson | SC | 03/2025 | Present |
| Steward Partners Investment Solutions, Llc | Clemson | SC | 03/2025 | Present |
| Steward Partners Investment Advisory, Llc | Clemson | SC | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-17 |
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