Neil David Eggers

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 10/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Birmingham, AL
• 09/2011 → 10/2022
  Bank Of America, N.A.
  Birmingham, AL
• 11/2022 → Present
  Equitable Advisors Llc
  New York, NY

Previous Registrations

• 2011-07-07 → 2022-11-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Birmingham, AL
• 2009-06-01 → 2011-10-04
  Morgan Stanley
  Birmingham, AL
• 2008-10-27 → 2009-06-01
  Citigroup Global Markets Inc.
  Birmingham, AL

Other Businesses

(1) Rental Property, 907 Halewood Dr., Houston, TX, owner, 1hr./mo. (2) Guntersville Breathables, Inc. dba/frogg toggs, 131 Sundown Dr. NW, Arab, AL 35016, Shareholder, No Operational Role,09/01/1999, 0 HRS/MO. (3) Transaction Tree, 2472 Jett Ferry Road, Suite 400 #368 Dunwoody, GA 30338, Shareholder, No operational role, 01/01/2008, 0HRS/MO&#59; (4) CPA, Georgia CPA License,10/23/1990, 0HRS/MO. (5) ALABAMA SOCIETY OF CPA'S, 1041 LONGFIELD COURT, MONTGOMERY, AL 36117, MEMBER, 04/21/2023, 3HRS/MO.(6) ESTATE PLANNING COUNCIL OF BIRMINGHAM, BIRMINGHAM, AL 35201, MEMBER,01/04/2024, 5HRS/MO.

Exams

• S66 Uniform Combined State Law Examination
  2008-10-22