Miguel Xavier Marcial

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED	2020-09-22
NJ	RA	APPROVED	2018-10-26

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED

Since 2020-09-22
NJ RA
APPROVED

Since 2018-10-26

Branch Locations

One Penn Plaza 43Rd Floor, New York, NY 10119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Barclays	New York	NY	08/2008	02/2018
Morgan Stanley	New York	NY	07/2018	Present
Unemployed	Unemployed	NJ	03/2018	06/2018
Morgan Stanley Private Bank, N.A.	New York	NY	09/2018	Present

08/2008 → 02/2018

Barclays

New York, NY
07/2018 → Present

Morgan Stanley

New York, NY
03/2018 → 06/2018

Unemployed

Unemployed, NJ
09/2018 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Other Businesses

*486048 - Bergen County Superintendent of Elections; Investment related - No; Hackensack, New Jersey; Government - Seasonal; Troubleshooter/poll worker (proprietor, partner, officer, director, employee, trustee, agent); 02/2022; During business hours: 0; After business hours: 15; Poll worker

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-25

S66 Uniform Combined State Law Examination

2018-10-25

View on SEC IAPD