Richard Ross Vande Vegte

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 09/2022
  Thrivent Financial
  Minneapolis, MN
• 11/2015 → 09/2022
  Thrivent Investment Management Inc
  Minneapolis, MN
• 10/2022 → 09/2024
  Lpl Financial Llc
  Rogers, MN
• 09/2024 → Present
  Rw Baird
  Rogers, MN

Previous Registrations

• 2022-10-12 → 2024-09-26
  Lpl Financial Llc
  Rogers, MN
  Rogers, MN
  Rogers, MN
  San Diego, CA
• 2015-11-10 → 2022-10-05
  Thrivent Investment Management Inc.
  Minneapolis, MN
• 2015-01-12 → 2015-10-09
  Edward Jones
  Rogers, MN
  St Louis, MO
  St Michael, MN
• 2013-10-28 → 2014-11-25
  Pruco Securities, Llc.
  Plymouth, MN
  St. Louis Park, MN
  St. Louis Park, MN

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-03-08
• S63 Uniform Securities Agent State Law Examination
  2008-09-24

Other Names

• Richard Vande Vegte