Harold H. Hartmann

Current Employers

Employment History

• 05/2006 → Present
  Hartmann & Company Inc.
  Madison, CT
• 01/2016 → 02/2024
  Sagepoint Financial, Inc.
  Southington, CT
• 09/2023 → 02/2024
  Osaic Wealth, Inc.
  Madison, CT
• 02/2024 → Present
  Lpl Financial Llc
  Madison, CT

Previous Registrations

• 2023-09-01 → 2024-03-04
  Osaic Wealth, Inc.
  Madison, CT
  Summerfield, FL
• 2016-01-26 → 2023-09-01
  Osaic Services, Inc.
  Madison, CT
  Southington, CT
  Madison, CT
  Summerfield, FL
• 2014-11-14 → 2015-11-06
  Northstar Wealth Partners Llc
  West Hartford, CT

Other Businesses

1) 02/29/2024 - Non-Variable Insurance - Selling: term life and Fixed annuity/Highland Capital Brokerage - ct 06443 - Investment related - Start date: 12/1/2016 - 10 Hrs/Mth - 3 Hrs During Trading. 2) 02/29/2024 - Northstar Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/28/2024 - 160 Hours Per Month/ 8 Hours During Trading. 3) 02/29/2024 - HARTMANN AND COMPANY INC - Tax Prep/Accounting/CPA - collecting tax documents, preparing returns and gathering tax basis information - CEO and president - Ct 06443 - Investment related - Start date: 12/01/2016 - 10 Hrs/Mth - 1 Hrs During Trading. 4) 02/29/2024 - OAK PARK 32 LLC - Real Estate Rental - Co-owner - Ct 06443 - Investment related - Start date: 10/26/2020 - 5 Hrs/Mth - 0 Hrs During Trading. 5) 08/20/2025 - Divorce Dividends LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:08/11/2025 - 15 Hrs/Mth - 1 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2014-11-19
• S63 Uniform Securities Agent State Law Examination
  2008-09-26

Designations

Other Names

• Harold Hartmann