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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-07-16 |
Branch Locations
555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States
Burlingame, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | San Francisco | CA | 06/2013 | Present |
Girl Scouts Troop 61921 / 420 5th Ave.New York CityNew York10018 / I will be affiliated with Troop 61921 in San Mateo. Broadly, the Girl Scouts organization is centered around fostering the growth and development and girls across the country. / I will help the girls understand finances and will help manage the checking account and budget for our local troop. / I will be the treasurer for our local girl scout troop. / 5/31/2022
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-09-16 |
| S65 | Uniform Investment Adviser Law Examination | 2008-11-21 |
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