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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-26 |
| FL | RA | APPROVED | 2019-09-03 |
Branch Locations
6819 Pittsford-Palmyra Rd Suite 100, Fairport, NY 14450 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Manning & Napier Advisors, Llc | Fairprot | NY | 09/2014 | 10/2017 |
| Manning & Napier Investor Services, Inc. | Fairport | NY | 10/2014 | 08/2017 |
| Manning & Napier Investor Services, Inc. | Fairport | NY | 10/2017 | 08/2019 |
| Higgins Henderson Llc | Fairport | NY | 08/2019 | 12/2019 |
| Royal Alliance Associates, Inc. | Fairport | NY | 08/2019 | Present |
| Higgins Financial Advisors | Fairport | NY | 12/2019 | 02/2020 |
| Higgins Financial Advisors | Fairport | NY | 02/2020 | Present |
1. HIGGINS FINANCIAL ADVISORS POSITION: Financial Consultant NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 01/01/2020 ADDRESS: 6819 Pittsford Palmyra Road, Suite 100, Fairport NY 14450, United States DESCRIPTION: servicing clients/assist Tom
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-17 |
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