Susan Maria Dionne

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2014-07-17
TX	RA	APPROVED	2014-06-27

AZ RA
APPROVED

Since 2014-07-17
TX RA
APPROVED

Since 2014-06-27

Branch Locations

2398 E Camelback Rd, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Phoenix	AZ	06/2014	Present

06/2014 → Present

Morgan Stanley

Phoenix, AZ

Previous Registrations

2012-10-05 → 2014-04-29

Wells Fargo Clearing Services, Llc

Gilbert, AZ
2011-10-19 → 2011-12-02

J.P. Morgan Securities Llc

Tempe, AZ
2009-10-23 → 2011-10-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ
2008-03-13 → 2009-10-23

Banc Of America Investment Services, Inc.

Mesa, AZ

Scottsdale, AZ

Other Businesses

BUSINESS OWNERSHIP: ZEN PHILOSOPHY LLC DBA SUSIE G CONSULTING; SELF DEVELOPMENT TEACHING, COACHING AND TRAINING IN GROUP OR INDIVIDUAL SETTING AND ALSO DO PUBLIC SPEAKING EVENTS. ALL CONTENT IS ON EMOTIONAL INTELLIGENCE, CONFIDENCE, MOTIVATION AND SELF-ESTEEM ETC. THIS IS A NON-INVESTMENT RELATED ACTIVITY AND NO TIME IS SPENT ON THIS ACTIVITY DURING MARKET HOURS; OWNER/OPERATOR; PHOENIX, AZ 85016; NO; 10-19 HOURS PER MONTH; DECEMBER 2011. .

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-21

S66 Uniform Combined State Law Examination

2007-12-21

Other Names

Susan Maria Gasparovic
Susie Dionne
Susie Gasparovic

View on SEC IAPD