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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-09-25 |
Branch Locations
3230 Camp Bowie Blvd Suite 750, Fort Worth, TX 76107-5769 • United States
Crowley, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Fort Worth | TX | 08/2015 | Present |
| Mary Kay | Dallas | TX | 08/2004 | Present |
NAME OF ENTITY: MARY KAY; ADDRESS: N/A; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: COSMETIC SALES TO FRIENDS AND FAMILY; CAPACITY: INDEPENDENT CONSULTANT/CONTRACTOR; START DATE: 06/2003; DUTIES: N/A; HOURS DEVOTED PER MONTH: 4; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-25 |
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