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Employer firm

Intellicents Investment Solutions Inc CRD 107498

$9.92B regulatory AUM 92 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Intellicents Investment Solutions Inc

100 North Broadway, Albert Lea, MN 56007 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2017-01-27
  • KS RA
    APPROVED
    Since 2017-01-27

Branch Locations

7101 College Blvd. Suite 620, Overland Park, KS 66210 • United States

100 North Broadway, Albert Lea, MN 56007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Intellicents, Inc Leawood KS 01/2010 Present
Intellicents Investment Solutions, Inc Albert Lea MN 12/2016 Present
Investors Capital Corp. Lynnfield MA 01/2014 10/2016
Cetera Advisors Llc Denver CO 10/2016 Present
Alliance Benefit Group Leawood KS 01/2010 12/2016
Intellicents Of Kansas City Inc Leawood KS 12/2016 Present
Abg Investment Services, Inc. Albert Lea MN 10/2006 12/2016
  • 01/2010 → Present
    Intellicents, Inc
    Leawood, KS
  • 12/2016 → Present
    Albert Lea, MN
  • 01/2014 → 10/2016
    Investors Capital Corp.
    Lynnfield, MA
  • 10/2016 → Present
    Cetera Advisors Llc
    Denver, CO
  • 01/2010 → 12/2016
    Alliance Benefit Group
    Leawood, KS
  • 12/2016 → Present
    Intellicents Of Kansas City Inc
    Leawood, KS
  • 10/2006 → 12/2016
    Abg Investment Services, Inc.
    Albert Lea, MN
Other Businesses

1. Intellicents Inc, Start Date: 01/01/2023, 100 N. Broadway Ave, Albert Lea, MN 56007. Shareholder/Part Owner of Intellicents Inc. No Specific Duties or responsibilities, just passive ownership. This is not investment related. 1 hour per month, 1 hour per day during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-28
S63 Uniform Securities Agent State Law Examination 2008-12-04
  • S65 Uniform Investment Adviser Law Examination
    2010-09-28
  • S63 Uniform Securities Agent State Law Examination
    2008-12-04
Other Names
  • Mandie Dawn Scott
  • Amanda Dawn Thompson
  • Mandie Dawn Thompson

View on SEC IAPD

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