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100 North Broadway, Albert Lea, MN 56007 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2017-01-27 |
Branch Locations
7101 College Blvd. Suite 620, Overland Park, KS 66210 • United States
100 North Broadway, Albert Lea, MN 56007 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Intellicents, Inc | Leawood | KS | 01/2010 | Present |
| Intellicents Investment Solutions, Inc | Albert Lea | MN | 12/2016 | Present |
| Investors Capital Corp. | Lynnfield | MA | 01/2014 | 10/2016 |
| Cetera Advisors Llc | Denver | CO | 10/2016 | Present |
| Alliance Benefit Group | Leawood | KS | 01/2010 | 12/2016 |
| Intellicents Of Kansas City Inc | Leawood | KS | 12/2016 | Present |
| Abg Investment Services, Inc. | Albert Lea | MN | 10/2006 | 12/2016 |
1. Intellicents Inc, Start Date: 01/01/2023, 100 N. Broadway Ave, Albert Lea, MN 56007. Shareholder/Part Owner of Intellicents Inc. No Specific Duties or responsibilities, just passive ownership. This is not investment related. 1 hour per month, 1 hour per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-04 |
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