Hugo Xavier Carvajal

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-05-21
NJ	RA	APPROVED	2024-04-26

TX RA
APPROVED_RES

Since 2026-05-21
NJ RA
APPROVED

Since 2024-04-26

Branch Locations

250 Pehle Avenue Suite 300 - Park 80 W Plaza 2, Saddle Brook, NJ 07663 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual	Warren	NJ	06/2008	04/2024
Mml Investor Services	Warren	NJ	09/2008	04/2024
Equitable Advisors, Llc	New York	NY	04/2024	Present

06/2008 → 04/2024

Massmutual

Warren, NJ
09/2008 → 04/2024

Mml Investor Services

Warren, NJ
04/2024 → Present

Equitable Advisors, Llc

New York, NY

Previous Registrations

2014-02-18 → 2024-04-29

Mml Investors Services, Llc

Clifton, NJ

Warren, NJ

Secaucus, NJ

Warren, NJ

Other Businesses

1.) St. Michael's Basketball Association, Officer, started 4/29/24, 5 hr/mo. 2.) Letip of Clifton, President, started 4/29/24, 8hr./ mo. 3.) The Gemini and Scorpio Group LLC, owner, started 4/29/24, 1 hr./mo. 4.) Outside Insurance Appointments: Aetna, National Life, Mass Mutual, Penn Mutual 5) Executor/Administrator for parents estate. 6) MindShift, Trainer, 5 hrs per month.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-11-21
S63	Uniform Securities Agent State Law Examination	2011-02-01

S65 Uniform Investment Adviser Law Examination

2013-11-21
S63 Uniform Securities Agent State Law Examination

2011-02-01

Other Names

Hugo Xavier Carvajal
Hugo Carvajal

View on SEC IAPD