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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-09-14
PA RA APPROVED 2011-11-08
  • TX RA
    APPROVED_RES
    Since 2017-09-14
  • PA RA
    APPROVED
    Since 2011-11-08

Branch Locations

Cresco, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 11/2011 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 11/2011 Present
Previous Registrations
Other Businesses

1) ROTARY CLUB OF THE POCONO MOUNTAINS - RTE 390 NORTH PO BOX 689 CANADENSIS, PA 18325 TREASURER, NON-INVESTMENT RELATED - STARTED IN NOVEMBER 2009. 4 HOURS/MONTH NOT DURING SECURITIES TRADING HOURS; PERFORM TREASURER DUTIES 2) THE FRIENDLY COMMUNITY CENTER - 131 SKI HAVEN DR PO BOX 158 SWIFTWATER PA 18370, TREASURER - JANUARY 2010, 2 HOURS/MONTH NON-INVESTMENT RELATED AND NOT DURING SECURITIES TRADING HOURS; PERFORM TREASURER DUTIES 3) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 4) UNUM 100 WALNUT AVENUE SUITE 500 CLARK, NJ 07066. BEGAN 11/10/2011 AS INSURANCE AGENT SELLING GROUP LIFE, SHORT TERM, AND LONG TERM DISABILITY. INVESTMENT RELATED. DEVOTES 2 HRS/MNTH. NONE DURING TRADING. 5) MOUNTAINHOME PROPERTIES, LLC, 1056 ROUTE 390, CRESCO, PA, 4/2013. PRESIDENT OF RENTAL PROPERTIES. NOT INVESTMENT RELATED. DEVOTES 4 HRS/MNTH. NONE DURING TRADING. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 11/10/2011 7) BLAKE MARTIN FINANCIAL, 1056 Route 390, Cresco PA 18326, United States, START DATE 11/2011, Owner, DBA Name, INV REL, 160 HR/MO - 140 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-27
  • S66 Uniform Combined State Law Examination
    2006-02-27
Other Names
  • Blake Martin

View on SEC IAPD

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