Elaine Ardith Parlberg

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2020-02-18

MI RA
APPROVED

Since 2020-02-18

Branch Locations

203 S Washington Ave, Saginaw, MI 48607 • United States

12638 E Washington, Reese, MI 48757 • United States

8 S Huron Rd, Linwood, MI 48634 • United States

8970 Sand Beach Dr, Harbor Beach, MI 48441 • United States

315 E Main St, Mayville, MI 48744 • United States

410 N State Rd, Otisville, MI 48463 • United States

8234 State Rd, Millington, MI 48746 • United States

561 Beck St, Sebewaing, MI 48759 • United States

602 S State, Vassar, MI 48768 • United States

3691 M-55, West Branch, MI 48661 • United States

9321 Sanilac, Richville, MI 48758 • United States

535 Cathay St, Saginaw, MI 48601 • United States

7531 Gratiot Rd, Saginaw, MI 48609 • United States

401 S Saginaw Rd, Midland, MI 48640 • United States

6541 Plaza Dr, Marlette, MI 48453 • United States

113 W Huron Ave, Vassar, MI 48768 • United States

1060 West Caro Rd, Caro, MI 48723 • United States

47 N Main St, Elkton, MI 48731 • United States

15 N Caseville Rd, Pigeon, MI 48755 • United States

3691 M -55, West Branch, MI 48661 • United States

8400 Gratiot Rd, Saginaw, MI 48609 • United States

100 W Broad St, Chesaning, MI 48616 • United States

580 N Main St, Frankenmuth, MI 48734 • United States

947 Aiken St, Owosso, MI 48867 • United States

111 S Main St, Freeland, MI 48623 • United States

710 N Van Dyke Rd, Bad Axe, MI 48413 • United States

5540 Dixie Hwy, Saginaw, MI 48601 • United States

6358 Main St, Cass City, MI 48726 • United States

800 North Euclid Ave, Bay City, MI 48706 • United States

9430 Meijer South Dr, Birch Run, MI 48415 • United States

8131 Main St, Birch Run, MI 48415 • United States

2796 Erna Dr, Saginaw, MI 48603 • United States

3017 Center Ave, Essexville, MI 48732 • United States

8400 Gratiot Rd., Saginaw, MI 48609 • United States

3360 Tittabawassee Rd., Saginaw, MI 48604 • United States

Frankenmuth, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sigma Financial Corporation	Ann Arbor	MI	01/2015	02/2020
Spc	Ann Arbor	MI	01/2015	02/2020
Lpl Financial Llc	Frankenmuth	MI	02/2020	Present
Frankenmuth Credit Union	Frankenmuth	MI	01/2015	Present

01/2015 → 02/2020

Sigma Financial Corporation

Ann Arbor, MI
01/2015 → 02/2020

Spc

Ann Arbor, MI
02/2020 → Present

Lpl Financial Llc

Frankenmuth, MI
01/2015 → Present

Frankenmuth Credit Union

Frankenmuth, MI

Previous Registrations

2015-01-14 → 2020-02-20

Spc

Birch Run, MI

Ann Arbor, MI

Frankenmuth, MI
2014-03-06 → 2014-04-28

Mutual Of Omaha Investor Services, Inc.

Troy, MI
2010-04-15 → 2013-08-15

Thrivent Investment Management Inc.

Saginaw, MI

Frankenmuth, MI

Frankenmuth, MI

Other Businesses

1)2/18/20- Member Investment Center- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2)2/18/20- Member Investment Center located at Frankenmuth Credit Union- Non-Variable Insurance- Agent for Fixed insurance- Inv. Related - Frankenmuth, MI- 5hrs/mth- 2%