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Current Employers
Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2009-01-26
  • AR RA
    APPROVED
    Since 2009-01-26

Branch Locations

111 Center St., Ste. 1510, Little Rock, AR 72201-4417 • United States

One Williams Center, Tulsa, OK 74172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bok Financial Securities, Inc. Little Rock AR 09/2008 Present
Bokf, Na Little Rock AR 09/2008 Present
Other Businesses

NAME: Languille River Hunting and Timber, LLC ADDRESS: 252 W Main, Haynes, AR 72341 INVESTMENT RELATED (Y/N): N START DATE: 10/2014 POSITION HELD: Co-owner NATURE OF OUTSIDE BUSINESS: Hunting and Timber Management HRS/MO: 8 HRS/MO DURING SECURITIES TRADING: 0 BRIEF DESCRIPTION OF DUTIES: I am 1/4 owner with little to no daily responsibilities. My co-owners and I recreationally hunt on the land owned through the LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-24
S63 Uniform Securities Agent State Law Examination 2008-10-08
  • S65 Uniform Investment Adviser Law Examination
    2008-12-24
  • S63 Uniform Securities Agent State Law Examination
    2008-10-08

View on SEC IAPD

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