Catherine Alexander

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2012-11-06
PA	RA	APPROVED	2012-10-08

TX RA
APPROVED

Since 2012-11-06
PA RA
APPROVED

Since 2012-10-08

Branch Locations

600 Hyde Park, Doylestown, PA 18902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Doylestown	PA	06/2008	Present
Bank Of America N.A.	Doylestown	PA	04/2025	Present

06/2008 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Doylestown, PA
04/2025 → Present

Bank Of America N.A.

Doylestown, PA

Other Businesses

I*: 2614267 Entity Type: Fiduciary role Name of OBA: The Estate of S. J. L. Address: Furlong, PA 18925 Investment Related: No Position, Title, Association: Executor Employee Start Date: 05/15/2025 Number of Hours: 5 hrs mthly Number of Hours during trading: 0 Duties: Executor/ Parents

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-10-05

S66 Uniform Combined State Law Examination

2012-10-05

Other Names

Cathy La Brasca
Catherine Labrasca
Cathy Labrasca

View on SEC IAPD