Indiana Flores Cary

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2017 → 04/2018
  Jp Morgan Securities Llc
  Chicago, IL
• 07/2016 → 07/2017
  Unemployed
  Naperville, IL
• 08/2018 → 09/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Illinois, IL
• 04/2018 → 08/2018
  Unemployed
  Naperville, IL
• 09/2023 → Present
  Transamerica Investors Securities Corporation
  Greensboro, NC
• 09/2021 → 08/2023
  Unemployed
  Greensboro, NC
• 08/2023 → Present
  Transamerica Life Insurance Company
  Greensboro, NC

Previous Registrations

• 2018-09-13 → 2021-10-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lisle, IL
• 2017-09-12 → 2018-04-11
  J.P. Morgan Securities Llc
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 2015-06-10 → 2016-07-05
  Invesco Advisers, Inc.
  Downers Grove, IL
  Atlanta, GA

Exams

• S66 Uniform Combined State Law Examination
  2015-06-09

Other Names

• Indiana Cary
• Indiana Flores Zapata
• Indiana Flores Cary
• Indiana F Cary