Catherine Basnight Reid

Current Employers

Employment History

• 05/2014 → Present
  Infinity Wealth Management, Inc. (D.b.a. For Advisory Business)
  Arden, NC
• 03/2015 → 12/2017
  Mercap Securities, Llc
  Paoli, PA
• 06/2016 → Present
  C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
  Westlake, OH
• 01/2018 → 11/2020
  Mercap Securities, Llc
  Paoli, PA
• 10/2020 → Present
  Innovation Partners Llc
  Charlotte, NC

Previous Registrations

• 2008-10-27 → 2010-08-02
  First Citizens Investor Services, Inc.
  Hendersonville, NC
  Hendersonville, NC
  Hendersonville, NC

Other Businesses

(1) Fixed Insurance: Catherine Reid is a licensed insurance agent conducting business from her registered location. In this capacity, she may offer fixed insurance products including but not limited to life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, she may receive other compensation such as fixed life trails. Catherine Reid spends approx. 10 hrs/week during trading hours on this activity. (2) Catherine Reid is a registered representative of Innovation Partners, LLC, a registered broker-dealer and member of FINRA conducting business at her registered location. In such capacity, Ms. Reid sells securities through Innovation Partners, LLC and receives normal and customary commissions and other types of compensation, for example, mutual fund 12b-1 fees or variable annuity trails. Ms. Reid spends approximately 10 hours per week on this activity during trading hours. The potential for receipt of commissions and other types of compensation gives Ms. Reid an incentive to recommend broker dealer products based on compensation received rather than client needs. Clients are under no obligation to purchase broker dealer products through Ms. Reid. (3) Catherine Reid owns rental property. Ms. Reid spends approximately 1-2 hours per month on this activity during non-trading hours. This is not an investment-related activity. (4) Ms. Reid works as a caregiver for Acumen / Outreach at 840B Six Forks Road #204, Raleigh, NC 27615; Not investment related; Business is self-directed services to individuals with disabilities; 100 hours per month, 0 during market hours. (5) Catherine Reid is the a Managing Partner of Infinity Wealth Management, Inc., which is the operating entity for Ms. Reid's advisory and insurance business and the dba she uses to promote her advisory activities. Ms. Reid spends approximately forty hours per week during trading hours working under this entity.

Exams

• S66 Uniform Combined State Law Examination
  2017-11-11

Other Names

• Catherine Gray Basnight