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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-01-01 |
Branch Locations
304 Daxton Place Suite 105, Spring Hill, TN 37174 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc. | Franklin | TN | 08/2008 | 04/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 04/2017 |
| Mml Investors Services, Llc | Franklin | TN | 03/2017 | 04/2017 |
| Investment Professionals, Inc. | San Antonio | TX | 04/2017 | 09/2018 |
| First Farmers & Merchants Bank | Franklin | TN | 04/2017 | 03/2020 |
| Ameriprise Financial Services, Inc | Franklin | TN | 06/2018 | 03/2020 |
| Lpl Financial Llc | Franklin | TN | 03/2020 | 11/2024 |
| Simmons Bank | Franklin | TN | 04/2020 | 10/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2024 | Present |
1. PAUL GOOD, 1401 Derby Lane, Columbia TN 38401, United States, 11/08/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10/MO - 5/Trading 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 11/07/2024 3. SIMPLIFIED SOLUTIONS, 1401 Derby Lane, Columbia TN 38401, 05/2025, Owner, Tax Services, NIR, 8 HR/MO, 4 HR/MO TRADING. 4. PAUL GOOD, 1401 Derby Lane, Columbia TN 38401, United States, 11/12/2025, W2 Employee, I am an adjunct faculty member with Kaplan's College for Financial Planning, NIR, 20 HR/MO - 5 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-26 |
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