Maria D Henderson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1988 → Present
  Maria D. Henderson Cpa
  Broomall, PA
• 08/2008 → 09/2025
  Avantax Investment Services, Inc.
  Broomall, PA
• 10/2009 → 09/2025
  Avantax Advisory Services
  Broomall, PA
• 05/2017 → 09/2025
  Avantax Insurance Agency, Llc
  Broomall, PA
• 01/2014 → Present
  Richard And Maria Henderson
  Pensacola, FL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Broomall, PA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-10-06 → 2025-09-05
  Avantax Advisory Services
  Broomall, PA

Other Businesses

1) Avantax Insurance Agency, LLC~Broomall, PA~Equity Indexed Annuity~Equity Indexed Annuity~5/12/2017~5hrs~5hrs~Identify opportunities where index annuities fit 2) Maria D. Henderson CPA~1 Madonna lane~Broomall~PA~19008~Tax Preparation/Accounting~President~9/21/1988~160hrs~130hrs~tax preparation and accounting 3) PA Institute of Certified Public Accountants~Ten Penn Center, 1801 Market St, Ste 2400~Philadelphia~PA~19103~Club/Association Director/Officer~Other~9/26/2005~0hrs~0hrs~None. Member of the Organization. 4) Richard and Maria Henderson~13599 Perdido Key Dr, T9C~Pensacola~FL~32507~Rental Property~Owner~1/14/2014~1hrs~1hrs~No daily activities; rental agency takes care of property. Major decisions may arise such as replacement of major items (ie heating unit). I pay the ongoing bills like utilities. 5) PA SOCIETY OF TAX AND ACCOUNTING PROFESSIONALS POSITION: Board Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 6 START DATE: 07/01/2013 ADDRESS: 20 Erford Road, Suite 200A, Lemoyne PA 17043, DESCRIPTION: Attend board meetings as required and vote on various agenda items which may arise such as future education seminars for tax and accounting. 6) FINANCIAL SERVICES INSTITUTE POSITION: Member only NATURE: Financial Services Institute (FSI) mission is to to ensure individuals have access to competent and affordable financial advice, products and services delivered by financial advisors and independent financial services firms. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 1201 Pennsylvania Ave NW Ste 700, Washington DC 20004, United States DESCRIPTION: I am a member only. No active involvement. 7) PA INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS POSITION: Other NATURE: I am a member of this organization as a CPA INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/26/2005 ADDRESS: Two Commerce Square, 2001 Market St, STE 950, Philadelphia PA 19103, United States DESCRIPTION: None. Member of the Organization. 8) PA SOCIETY OF TAX AND ACCOUNTING PROFESSIONALS POSITION: Board Member/Member NATURE: Board Member of the Philadelphia Chapter of PSTAP. Member of the PSTAP's state organization. PSTAP is a state organization that has local Chapters throughout PA. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2013 ADDRESS: 150 Corporate Center Dr STE 205, Camp Hill PA 17011, United States DESCRIPTION: Attend board meetings as required and vote on various agenda items which may arise such as future education seminars for tax and accounting. 9) NAME OF OTHER BUSINESS: STEPHANO SLACK LLC INVESTMENT RELATED: NO ADDRESS: 125 STRAFFORD AVE SUITE 200 WAYNE PA 125 19087 NATURE OF BUSINESS: CPA START DATE: 02/2026 POSITION/TITLE/RELATIONSHIP: CPA APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: TAX AND ACCOUNTING

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-10-24