Nicholas C. Mcmahan

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → 06/2021
  Compass Bank
  Birmingham, AL
• 05/2013 → 06/2021
  Bbva Securities Inc.
  Cedar Park, TX
• 04/2011 → 06/2021
  Bbva Compass Insurance Agency, Inc.
  Austin, TX
• 03/2017 → 06/2021
  Bbva Wealth Solutions Inc.
  Cedar Park, TX
• 06/2021 → 08/2024
  Hilltop Securities Inc.
  Dallas, TX
• 09/2024 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 09/2024 → Present
  Cetera Investment Advisers Llc
  Cedar Park, TX

Previous Registrations

• 2021-06-04 → 2024-08-28
  Hilltop Securities Inc.
  Austin, TX
• 2017-03-24 → 2021-06-04
  Pnc Managed Account Solutions, Inc.
  Cedar Park, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-03-22
• S63 Uniform Securities Agent State Law Examination
  2008-09-11

Other Names

• Nick C Mcmahan
• Nicholas C Mcmahan