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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-09-14 |
Branch Locations
100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States
13304 Bruce B Downs Blvd, Tampa, FL 33612 • United States
8902 Regents Park Dr, Tampa, FL 33647 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Tampa | FL | 06/2011 | 09/2017 |
| Wells Fargo Clearing Services, Llc | Tampa | FL | 09/2017 | Present |
GUARDIAN; NOT INV. RELATED; TAMPA, FLORIDA; TRAIL COMMISSIONS; START DATE: 10/2010; 0 HRS PER MONTH; DUTIES: RECEIVE TRAIL COMMISSIONS FROM DISABLITY POLICY PRIOR TO EMPLOYMENT WITH WELLS FARGO. | WESTSHORE FINANCIAL; INV RELAED; TAMPA, FL; TRAIL COMMISSIONS; 05/2025; 1 HOUR PER MONTH; 0 DURING TRADING; INSURANCE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-17 |
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