Richard A Vise

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2012-04-16
TX	RA	APPROVED	2012-04-16

AL RA
APPROVED

Since 2012-04-16
TX RA
APPROVED

Since 2012-04-16

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Birmingham	AL	04/2012	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

04/2012 → Present

Morgan Stanley Smith Barney

Birmingham, AL
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2008-11-11 → 2012-04-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Birmingham, AL

Other Businesses

*538497- Watson Creek Properties, LLC; Investment related-Yes; Calera, Alabama; Agriculture: Other; Member (proprietor, partner, officer, director, employee, trustee, agent); 08/2018; During business hours: 0; After business hours: 3; Other

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-11-05

S66 Uniform Combined State Law Examination

2008-11-05

View on SEC IAPD