Matthew Ray Rogers

Employer firm

Level Four Advisory Services CRD 134086

$6.54B regulatory AUM 98 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 09/2021
  Lpl Financial Llc
  Greenville, NC
• 05/2017 → Present
  Level Four Advisory Services
  La Grange, NC
• 09/2021 → Present
  Level Four Financial, Llc
  Dallas, TX

Previous Registrations

• 2006-01-23 → 2015-09-16
  Equitable Advisors, Llc
  Williamston, NC
  Raleigh, NC
  Lagrange, NC
  Williamston, NC
  Greenville, NC

Other Businesses

1. 03/04/2016 - Level Four Insurance Services, LLC - INV REL -Non-Variable Insurance Admin Only - START 7/27/2015 - 100% TIME SPENT - Life, Term Life, Whole Life 2. 03/04/2016 - Level Four Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - START 7/27/2015 - 100% TIME SPENT 3. 03/08/2016 - Level Four Advisory Services LLC - INV REL - 5601 Granite Parkway, Suite 950 Plano, TX 75024 - Registered Investment Advisor Hybrid - START 7/27/2015 - 100% TIME SPENT -Administrative- Fee based asset management and fee for service

Exams

• S66 Uniform Combined State Law Examination
  2006-01-20

Designations

• Chartered Financial Consultant